Unclaimed
Nicholas Owens is a financial professional with Equitable Distributors, LLC, based in Charlotte, North Carolina. Nicholas is registered with the state of North Carolina and Ohio. Nicholas holds the Series 6TO, SIE, and Series 63 licenses. Nicholas has been in the financial industry for less than a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/31/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 04/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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