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Nicholas Robert Kozlowski

PHX Financial, Inc.

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About Nicholas Robert Kozlowski

Nicholas Kozlowski is a registered representative with PHX Financial, Inc. Nicholas has been in the industry for over 2 years and has a Series 7TO, Series 63, and SIE. Nicholas holds active registrations in 28 states including Florida, California and New York. Nicholas is located in Fort Lauderdale, Florida.

Firm Information

Nicholas Kozlowski is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Kozlowski’s Registration & Firm History

FL

12/23/2022 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

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Licenses & Designations

BC

Issued 01/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Robert Kozlowski.
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