Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Holmes is a financial professional with a strong background in the financial services industry. Nicholas is licensed to provide investment advice in Connecticut and has been active in the field since 2020. Nicholas currently works with Bankers Life Advisory Services, Inc. to provide investment advice and financial planning to individuals and families. Nicholas holds the Series 65, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Non-discretionary investment consulting services
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2
CT
08/31/2020 - Present
Bankers Life Advisory Services, Inc. (Old Lyme CT)
BC
Issued 08/30/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/31/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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