Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Frake is a registered representative with Commonwealth Financial Network and has been in the industry since March 2003. Nicholas is active in both the Broker-Dealer and Investment Advisor capacity. He is registered in 18 states and holds Series 7, 6, 63, and 66 securities licenses and the SIE exam. Nicholas has been with Commonwealth Financial Network since January 2015. Before joining Commonwealth Financial Network, Nicholas worked at INVEST FINANCIAL CORPORATION and T. Rowe Price Investment Services, Inc. Nicholas Frake also holds designations as an Investment Advisor Representative. Nicholas also conducts fixed insurance sales for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
01/05/2015 - Present
Commonwealth Financial Network (Wilmington DE)
DE
09/12/2007 - 01/06/2015
INVEST FINANCIAL CORPORATION (WILMINGTON DE)
MD
02/17/2003 - 08/08/2007
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BOTH
Issued 08/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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