Unclaimed
Nicholas Robert Cernero is a registered representative with Cantor Fitzgerald & Co. Nicholas has been in the securities industry since February 18, 2011. Nicholas has Series 7, Series 57, Series 63, and SIE licenses. Nicholas is currently registered in California, Connecticut, Florida, Maryland, Massachusetts, New Jersey, New York, Texas, and Washington. Nicholas was previously registered with BTIG, LLC in Red Bank, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2013 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NJ
02/08/2011 - 05/20/2013
BTIG, LLC (RED BANK NJ)
BC
Issued 03/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2017
Series 57 - Securities Trader Exam
BC
Issued 02/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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