Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Bearden is a financial advisor with Stifel, Nicolaus & Company, Inc. Nicholas has over 16 years of experience in the financial services industry. Nicholas's experience covers a range of financial planning needs, including portfolio management, pension consulting, educational seminars, and selection of other advisors. Nicholas is registered with the Securities and Exchange Commission (SEC) and is also licensed in Alabama, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
08/01/2019 - Present
Stifel, Nicolaus & Company, Inc. (TUSCALOOSA AL)
NC
07/11/2011 - 08/07/2019
EDWARD JONES (BREVARD NC)
AL
09/04/2007 - 07/12/2011
AMERITAS INVESTMENT CORP. (HOMEWOOD AL)
AL
06/01/2007 - 08/17/2007
INVEST FINANCIAL CORPORATION (TUSCALOOSA AL)
AL
01/02/2007 - 06/04/2007
FIRST TENNESSEE BROKERAGE, INC. (TUSCALOOSA AL)
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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