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Nicholas Riley Mowry

Fiat LUX Capital Management Inc.

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About Nicholas Riley Mowry

Nicholas Mowry is an investment advisor representative with Fiat Lux Capital Management Inc. Nicholas has been in the industry since August 2020 and has a Series 66, Series 7TO and SIE license. Nicholas Mowry is registered in Illinois, Michigan and Wisconsin as an investment advisor representative. The advisor is also registered as an investment advisor representative with Fiat Lux Capital Management Inc. in Wisconsin. Nicholas Mowry is also the owner of Nicholas Mowry Music.

Firm Information

Nicholas Mowry is currently registered with Fiat LUX Capital Management Inc.. Fiat LUX Capital Management Inc. is an investment advisor that provides portfolio management services for individuals. They are headquartered in [Location of main office]. The firm has 1 investment advisor representative and 1 investment advisory function.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Mowry’s Registration & Firm History

WI

02/11/2025 - Present

Fiat LUX Capital Management Inc. (WATERFORD WI)

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Licenses & Designations

BOTH

Issued 12/04/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/18/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Riley Mowry.
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