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Nicholas Richard Salezze

Vanguard Marketing Corp.

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About Nicholas Richard Salezze

Nicholas Richard Salezze is a financial professional with over 10 years of experience in the industry. Nicholas is currently registered with Vanguard Marketing Corp. and holds several licenses including Series 6, 63, 65, 6TO, SIE and 26. Nicholas is licensed in all states. Nicholas was previously registered with M Holdings Securities, Inc. and Signator Investors, Inc.

Firm Information

Nicholas Salezze is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Salezze’s Registration & Firm History

PA

07/01/2022 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

06/19/2014 - 03/23/2016

M HOLDINGS SECURITIES, INC. (ALLENTOWN PA)

PA

05/06/2011 - 05/27/2014

SIGNATOR INVESTORS, INC. (FOGELSVILLE PA)

PA

02/25/2009 - 05/11/2011

METLIFE SECURITIES INC. (ALLENTOWN PA)

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Licenses & Designations

BC

Issued 08/08/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/22/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/28/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/01/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/10/2022

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Richard Salezze.
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