Unclaimed
Nicholas Richard Salezze is a financial professional with over 10 years of experience in the industry. Nicholas is currently registered with Vanguard Marketing Corp. and holds several licenses including Series 6, 63, 65, 6TO, SIE and 26. Nicholas is licensed in all states. Nicholas was previously registered with M Holdings Securities, Inc. and Signator Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/01/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
06/19/2014 - 03/23/2016
M HOLDINGS SECURITIES, INC. (ALLENTOWN PA)
PA
05/06/2011 - 05/27/2014
SIGNATOR INVESTORS, INC. (FOGELSVILLE PA)
PA
02/25/2009 - 05/11/2011
METLIFE SECURITIES INC. (ALLENTOWN PA)
BC
Issued 08/08/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/22/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/01/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/10/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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