Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lang is a financial advisor with over 7 years of experience in the industry. Nicholas has a Series 6, 63, 6TO, and SIE licenses and is registered in both New York and New Jersey. He currently works with Cetera Advisor Networks LLC and has previously worked with GWFS Equities, Inc. and NYLIFE Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/01/2019 - Present
Cetera Advisor Networks LLC (NEW YORK NY)
NJ
10/31/2016 - 01/31/2017
GWFS EQUITIES, INC. (SOMERSET NJ)
NJ
12/23/2014 - 03/06/2015
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
BC
Issued 01/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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