Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Hargrave is a financial advisor with Realta Equities, Inc. Nicholas has been in the industry since July 21, 2024 and holds Series 7TO, SIE, and Series 63 licenses. Nicholas is registered in California, Colorado, Florida, Massachusetts, Michigan, Minnesota, New York, Ohio, and Texas. Nicholas is a representative of Realta Equities, Inc., a registered broker-dealer and investment advisor headquartered in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/22/2024 - Present
Realta Equities, Inc. (New York NY)
BC
Issued 09/10/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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