Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Fiorentino is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicholas is a Series 7, Series 66 and SIE licensed professional. Nicholas has been in the industry since October 2020. Nicholas was previously employed by Equitable Advisors, LLC. Nicholas holds a Series 66, Series 7, and SIE license, and is registered to provide investment advice in 29 states. Nicholas's previous experience includes roles at Scarsdale Golf Club, LNFEvents, New York Empire Tennis, Tradition Energy, Fordham Preparatory School, Northeastern University, and Trinity College. Nicholas's areas of specialization include portfolio management for individuals and businesses, pension consulting, educational seminars, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/03/2020 - 09/08/2022
EQUITABLE ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 07/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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