Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kopff is a financial advisor with LPL Financial LLC based in Latham, New York. Nicholas has been in the industry since 2020 and has a Series 63, 65, 7TO and SIE licenses. Nicholas has previously worked at Olivetree Financial, LLC and has a strong background in the financial services industry. Nicholas is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/16/2024 - Present
LPL Financial LLC (LATHAM NY)
NY
08/03/2020 - 12/07/2020
OLIVETREE FINANCIAL, LLC (NEW YORK NY)
IA
Issued 02/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Nicholas Kopff is the right advisor for you? Invested Better is here to help.
