Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Roy is an investment advisor representative with Somnio Financial Group, LLC, located in Glastonbury, Connecticut. Nicholas has been in the industry since 2006 and has experience with both individual and high-net-worth clients. Nicholas has a Series 7, Series 66, and SIE license and holds the designation of Certified Financial Planner. Somnio Financial Group, LLC offers a range of financial services including financial planning, portfolio management for individuals, and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
04/24/2015 - Present
Somnio Financial Group, LLC (GLASTONBURY CT)
CT
01/28/2009 - 08/28/2015
NEXT FINANCIAL GROUP, INC. (GLASTONBURY CT)
CT
03/02/2006 - 01/29/2009
AMERIPRISE FINANCIAL SERVICES, INC. (EAST HARTFORD CT)
BOTH
Issued 04/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2015
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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