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Nicholas Raymond Pesce

Equitable Distributors, LLC

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About Nicholas Raymond Pesce

Nicholas Pesce is a financial professional associated with Equitable Distributors, LLC. Nicholas holds a Series 63 license and is registered to sell securities in North Carolina. Nicholas also holds Series 6TO and SIE licenses. Nicholas has been in the financial services industry since 2024.

Firm Information

Nicholas Pesce is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Pesce’s Registration & Firm History

NC

07/16/2024 - Present

Equitable Distributors, LLC (Charlotte NC)

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Licenses & Designations

BC

Issued 07/26/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/13/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Raymond Pesce.
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