Unclaimed
Nicholas Pesce is a financial professional associated with Equitable Distributors, LLC. Nicholas holds a Series 63 license and is registered to sell securities in North Carolina. Nicholas also holds Series 6TO and SIE licenses. Nicholas has been in the financial services industry since 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/16/2024 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 07/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/13/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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