Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Powell is a financial advisor with Valic Financial Advisors, Inc. Nicholas has been in the industry since 2006 and is registered with FINRA and the states of Arizona, California, Florida, North Carolina, South Carolina, Tennessee, Utah, Virginia, and Washington. Nicholas is a Certified Financial Planner and has earned the Series 7, Series 66 and SIE licenses. Nicholas provides financial planning, portfolio management for individuals, selection of other advisors, and other advisory services. Nicholas also recommends wrap accounts to clients. Nicholas has over 15 years of experience in the financial services industry, and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/28/2020 - Present
Valic Financial Advisors, Inc. (DURHAM NC)
NC
08/16/2006 - 03/26/2007
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
06/13/2006 - 07/17/2006
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 05/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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