Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sangermano is an active investment advisor representative with MML Investors Services, LLC. Nicholas has been in the industry since 2001. Nicholas's previous employers include LPL Financial LLC, Commonwealth Financial Network, Financial Network Investment Corporation and Edward Jones. Nicholas is registered with FINRA as well as in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NH
05/03/2016 - Present
MML Investors Services, LLC (Salem NH)
NH
11/29/2012 - 04/25/2016
LPL FINANCIAL LLC (WINDHAM NH)
NH
09/15/2006 - 11/29/2012
COMMONWEALTH FINANCIAL NETWORK (WINDHAM NH)
NH
03/21/2002 - 09/18/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (HUDSON NH)
MO
03/27/2001 - 11/05/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 01/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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