Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ramirez is a financial advisor associated with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Las Cruces, NM. Nicholas Ramirez has been in the securities industry for over three years. Nicholas Ramirez has passed the Series 7TO, Series 63, Series 66, and SIE exams. The advisor's previous experience includes a role at Vanguard Marketing Corporation and roles with organizations such as Dish Network, Army National Guard, The Valley Management Group, Dr Pepper Snapple Group, and The Vanguard Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
06/19/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS CRUCES NM)
TX
12/14/2020 - 11/29/2023
VANGUARD MARKETING CORPORATION (Plano TX)
BOTH
Issued 06/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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