linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nicholas R Watne

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nicholas? Claim Your Profile

About Nicholas R Watne

Nicholas Watne is a financial professional with over 25 years of experience in the industry. Nicholas has been registered with Citizens Securities, Inc. since 5/13/2024. Previously, Nicholas has been registered with FROST BROKERAGE SERVICES, INC., ZIONS DIRECT, INC., MORGAN STANLEY DW INC., MORGAN STANLEY DEAN WITTER ONLINE INC., and FIDELITY BROKERAGE SERVICES, INC.. Nicholas holds licenses for Series 4, 7, 9, 10, 24, 63, 99TO and SIE. Nicholas has registered in 48 states and is a Registered Options Principal, General Securities Sales Supervisor - General Module, General Securities Sales Supervisor - Options Module and General Securities Principal.

Firm Information

Nicholas Watne is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nicholas Watne’s Registration & Firm History

RI

05/13/2024 - Present

Citizens Securities, Inc. (JOHNSTON RI)

TX

09/24/2018 - 05/13/2024

FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)

UT

05/11/2006 - 09/24/2018

ZIONS DIRECT, INC. (SALT LAKE CITY UT)

OH

11/01/2000 - 05/09/2006

MORGAN STANLEY DW INC. (NEW ALBANY OH)

CA

05/14/1999 - 11/01/2000

MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)

RI

10/29/1998 - 04/19/1999

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

Not sure if Nicholas R Watne is right for you?

Licenses & Designations

BC

Issued 11/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2001

Series 4 - Registered Options Principal Examination

BC

Issued 05/25/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/10/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/28/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nicholas R Watne. Review regulatory record here.
Not sure if Nicholas R Watne is right for you?