Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Villasenor is a financial advisor with UBS Financial Services Inc. He is based in Newport Beach, CA and has been in the industry since 2005. Nicholas has been registered with UBS Financial Services Inc. since 2019. Prior to joining UBS Financial Services Inc. Nicholas was with Morgan Stanley and Citigroup Global Markets Inc. He has a Series 7 and Series 63 license, along with the SIE and Series 65 exams. Nicholas is a member of the Board of Directors of St. John's Lutheran Church of Orange.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
10/11/2019 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
CA
06/01/2009 - 10/14/2019
MORGAN STANLEY (BREA CA)
CA
11/08/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ORANGE CA)
CA
04/12/2005 - 11/02/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 03/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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