Unclaimed
Nicholas Pepe is a registered representative with Apollo Global Securities, LLC. Nicholas has been in the financial services industry since March 4, 2011. Nicholas holds the Series 3, 7, 55, and 63 licenses. Prior to joining Apollo Global Securities, LLC, Nicholas was a registered representative with Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/20/2024 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
10/04/2005 - 09/21/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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