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Nicholas R Parente

Wells Fargo Securities, LLC

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About Nicholas R Parente

Nicholas Parente is a financial advisor currently registered with Wells Fargo Securities, LLC. Nicholas has a diverse background in the financial industry, having previously worked at Edward Jones. Nicholas has been active in the financial industry since September 2016. Nicholas is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Firm Information

Nicholas Parente is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Parente’s Registration & Firm History

NC

10/07/2020 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NY

09/08/2016 - 09/21/2017

EDWARD JONES (DELMAR NY)

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Licenses & Designations

BC

Issued 06/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/26/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/07/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/21/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas R Parente.
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