Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Owens is a financial professional with over 13 years of experience in the financial services industry. Nicholas holds the Series 7, 24, 63, 79, and SIE licenses. Nicholas is currently registered with Harris Williams and is licensed in Virginia. Prior to joining Harris Williams, Nicholas was employed by Credit Suisse Securities (USA) LLC. Nicholas is a highly experienced financial professional with a strong track record of success in the investment banking industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
10/02/2013 - Present
Harris Williams (RICHMOND VA)
NY
08/19/2009 - 10/07/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 12/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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