Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Loglisci jr has been in the financial services industry since 2005. He is currently registered with Barings Securities LLC in Charlotte, North Carolina. Prior to joining Barings Securities LLC, Nicholas worked at Allianz Global Investors Distributors LLC and Sanford C. Bernstein & Co., LLC. Nicholas holds a number of licenses including Series 3, 7, 24, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/08/2021 - Present
Barings Securities LLC (CHARLOTTE NC)
NY
04/07/2011 - 02/23/2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
05/11/2005 - 04/07/2011
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
IA
Issued 08/08/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/01/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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