Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Link is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Colorado Springs, Colorado. Nicholas has been in the securities industry since December 2021. Nicholas is a Series 7TO, Series 66, and SIE licensed professional. Nicholas has been licensed in Colorado, Texas, Arizona, Florida, Kansas, Missouri, Nebraska, New Jersey, New Mexico, Oklahoma, Utah, and Wyoming. Previously, Nicholas was registered with WELLS FARGO CLEARING SERVICES, LLC in Colorado Springs, Colorado. Nicholas provides investment advisory services to a wide range of clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, charitable organizations, and state or municipal government entities. Nicholas provides investment advice and portfolio management services, and offers educational seminars, research reports and services, performance measurement reports, allocation modeling, and independent investment strategies (IPS).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/29/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLORADO SPRINGS CO)
CO
11/19/2021 - 08/25/2022
WELLS FARGO CLEARING SERVICES, LLC (COLORADO SPRINGS CO)
BOTH
Issued 12/14/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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