Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Galletta is a financial professional with over 10 years of experience in the financial services industry. Nicholas is currently registered with Pruco Securities, LLC and holds a variety of licenses and certifications including Series 7, Series 6, Series 63, and Series 65. Nicholas provides financial planning and investment services to individual clients, businesses, and trusts. Nicholas has experience working with a wide range of clients and their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NY
11/16/2020 - Present
Pruco Securities, LLC (Riverhead NY)
IA
Issued 02/05/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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