Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Erwin is a financial advisor who has been in the industry since 2018. Nicholas is currently registered with Country Capital Management Co. Nicholas has a Series 7, Series 63, and Series 66 license and has been registered in multiple states. Before Country Capital Management Co., Nicholas worked with Mutual of Omaha Investor Services, Inc., and First Allied Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/04/2020 - Present
Country Capital Management Co. (BLOOMINGTON IL)
IL
01/11/2019 - 02/11/2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (Bloomington IL)
IL
08/17/2018 - 09/24/2018
FIRST ALLIED SECURITIES, INC. (NORMAL IL)
BOTH
Issued 02/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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