Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Elder is an investment banking professional with over 11 months of experience in the industry. He has a Series 79TO and SIE license and has passed the Uniform Securities Agent State Law Examination. Nicholas is currently registered as a broker in Texas and is employed by Piper Sandler & Co. Nicholas has a strong background in investment banking and is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
10/12/2023 - Present
Piper Sandler & Co. (HOUSTON TX)
BC
Issued 10/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/08/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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