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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dragan is a financial advisor with LPL Financial LLC. Nicholas has been in the industry since September 2001. Nicholas is registered with FINRA and is a Certified Financial Planner. Nicholas specializes in retirement planning, college savings, insurance, and estate planning. Nicholas also has experience working with high net worth individuals, small businesses, and families. Nicholas is committed to providing personalized financial advice to help clients reach their financial goals. Nicholas has held previous positions with MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/23/2021 - Present
LPL Financial LLC (DES PERES MO)
MO
03/25/2017 - 11/29/2021
MML INVESTORS SERVICES, LLC (Chesterfield MO)
MO
06/17/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ST. LOUIS MO)
MO
02/11/2009 - 01/02/2015
NEW ENGLAND SECURITIES (ST. LOUIS MO)
MO
09/10/2001 - 02/04/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LADUE MO)
BOTH
Issued 09/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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