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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Guaglardi is an Investment Advisor Representative associated with AllianceBernstein LP. Nicholas is registered in 32 states and 3 jurisdictions for both Broker-Dealer and Investment Advisory services. Nicholas's primary office is located in Tampa, FL at the AllianceBernstein LP branch office at 101 EAST KENNEDY BLVD., 32ND FLOOR. Nicholas has been active in the securities industry since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
09/01/2022 - Present
Alliancebernstein LP (TAMPA FL)
IA
Issued 02/11/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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