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Nicholas R Brown

Northwestern Mutual Investment Services, LLC

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About Nicholas R Brown

Nicholas R. Brown is a registered representative with Northwestern Mutual Investment Services, LLC. Nicholas has been working in the financial services industry since June 2011. Nicholas has been with Northwestern Mutual Investment Services, LLC since September 2019, and is based in BOISE, ID. Prior to joining Northwestern Mutual Investment Services, LLC, Nicholas worked at VANGUARD MARKETING CORPORATION in Scottsdale, AZ. Nicholas is licensed in 16 states and holds the Series 6, 7, 63, SIE, and 7TO securities registrations.

Firm Information

Nicholas Brown is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nicholas Brown’s Registration & Firm History

ID

09/20/2019 - Present

Northwestern Mutual Investment Services, LLC (BOISE ID)

AZ

06/07/2011 - 03/18/2013

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 10/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/20/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/23/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/2012

Series 7 - General Securities Representative Examination

BC

Issued 06/06/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas R Brown.
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