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Nicholas R. Brown

Valic Financial Advisors, Inc.

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About Nicholas R. Brown

Nicholas Brown is a financial advisor with over 18 years of experience in the financial services industry. Nicholas is currently registered with Valic Financial Advisors, Inc. in Arizona, Colorado, Florida, Georgia, Kansas, Massachusetts, Nebraska, New Jersey, North Carolina, Rhode Island, Washington, and Wisconsin. Nicholas has previously worked with Wells Fargo Advisors, LLC and Banc of America Investment Services, Inc. Nicholas is also a licensed notary and offers financial planning and selection of other advisors services.

Firm Information

Nicholas Brown is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Brown’s Registration & Firm History

FL

05/05/2022 - Present

Valic Financial Advisors, Inc. (BOCA RATON FL)

FL

01/18/2008 - 07/06/2009

WELLS FARGO ADVISORS, LLC (TAMPA FL)

FL

02/03/2005 - 12/14/2007

BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)

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Licenses & Designations

BOTH

Issued 03/31/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nicholas R. Brown. Review regulatory record here.
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