Unclaimed
Nicholas Pursell is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Nicholas is registered to offer securities in Arizona and California. Nicholas is active in both the broker-dealer and investment advisor space. Nicholas has passed the Series 63, 6TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
12/14/2023 - Present
Northwestern Mutual Investment Services, LLC (LA JOLLA CA)
BC
Issued 02/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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