Unclaimed
Nicholas Price is a registered representative with T. Rowe Price Investment Services, Inc. in OWINGS MILLS, Maryland. Nicholas is a Series 6, 7TO, 24, and 63 licensed professional. Nicholas has been in the industry since November 12, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
05/29/2024 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
MD
12/14/2015 - 06/28/2022
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BC
Issued 12/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2020
Series 24 - General Securities Principal Examination
BC
Issued 02/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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