Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Pontecorvo is a financial advisor who has been in the industry since 2007. Nicholas is currently registered with BTIG, LLC, and is licensed to provide financial advice in all states in the US. Nicholas has previously held positions at Ramus Securities, L.L.C. and Maple Securities U.S.A. Inc.. Nicholas holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/23/2009 - Present
Btig, LLC (RED BANK NJ)
NY
12/19/2007 - 10/22/2008
RAMIUS SECURITIES, L.L.C. (NEW YORK NY)
NJ
04/23/2007 - 12/07/2007
MAPLE SECURITIES U.S.A. INC. (JERSEY CITY NJ)
BC
Issued 02/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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