Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Platt is a registered representative and investment banking professional, licensed in California. Nicholas is associated with Houlihan Lokey Capital, Inc. and has been in the industry since August 2023. Nicholas holds Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/09/2023 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 08/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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