Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Steffen is a registered representative with Nylife Securities LLC. Nicholas has been in the financial services industry since February 22, 2012. Nicholas holds the Series 99 and the Securities Industry Essentials Examination. Nicholas is based out of the Dallas, Texas office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/22/2012 - Present
Nylife Securities LLC (DALLAS TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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