Unclaimed
Nicholas Johnson is an investment advisor representative and registered representative with Oneamerica Securities, Inc. based in Scottsdale, Arizona. Nicholas has been in the financial services industry since 2006. Nicholas has Series 63, 65, and 7 licenses and is registered in several states, including Arizona, California, and Florida. Nicholas specializes in fixed life, fixed annuities, health and also provides financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/26/2018 - Present
Oneamerica Securities, Inc. (Scottsdale AZ)
AZ
12/08/2016 - 01/20/2017
SECURITIES AMERICA, INC. (PHOENIX AZ)
AZ
08/03/2009 - 12/08/2016
FOOTHILL SECURITIES, INC. (PHOENIX AZ)
CO
10/24/2006 - 08/03/2009
CUE FINANCIAL GROUP, INC. (COLORADO SPRINGS CO)
IA
Issued 03/11/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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