Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Yulico is a financial professional with over 10 years of experience in the securities industry. Nicholas is currently registered with Scotia Capital (usa) Inc. Nicholas has held previous positions with UBS Securities LLC, Macquarie Capital (USA) Inc., and Fox-Pitt Kelton Cochran Caronia Waller (USA) LLC. Nicholas holds licenses in both Series 63, Series 24, SIE, Series 87, Series 86, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/26/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
06/21/2013 - 06/15/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
12/01/2009 - 06/28/2013
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
03/06/2009 - 12/01/2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (NEW YORK NY)
BC
Issued 03/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/12/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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