Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Padula is a financial advisor based in Arlington, Texas. Nicholas is a registered representative of Westmoreland Capital Corp. and has over 20 years of experience in the industry. He has held prior roles with firms such as Chadwick Securities, Inc., Anthem Securities, Inc., and Morgan Stanley DW Inc. Nicholas holds Series 7, 31, and 63 licenses. Nicholas is currently registered in Arizona and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/16/2010 - Present
Westmoreland Capital Corp. (ARLINGTON TX)
PA
11/06/2006 - 12/07/2009
CHADWICK SECURITIES, INC. (PHILADELPHIA PA)
PA
05/09/2006 - 11/03/2006
ANTHEM SECURITIES, INC. (PITTSBURGH PA)
CA
09/24/2004 - 05/01/2006
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
NY
10/02/2003 - 09/23/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
12/04/2002 - 08/27/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 05/02/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/05/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Padula is the right advisor for you? Invested Better is here to help.
