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Nicholas Petruzzelli

Prudential Annuities Distributors, Inc.

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About Nicholas Petruzzelli

Nicholas Petruzzelli has been in the financial services industry since January 18, 1989. Nicholas is currently registered with Prudential Annuities Distributors, Inc. and Pruco Securities, LLC. Nicholas has a Series 6, Series 26, and Series 63 license and is registered in New Jersey and New York.

Firm Information

Nicholas Petruzzelli is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Petruzzelli’s Registration & Firm History

CT

06/27/2018 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

NJ

04/17/1997 - 08/09/2005

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NA

01/19/1989 - 08/30/1995

PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 05/25/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Petruzzelli.
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