Unclaimed
Nicholas Petruzzelli has been in the financial services industry since January 18, 1989. Nicholas is currently registered with Prudential Annuities Distributors, Inc. and Pruco Securities, LLC. Nicholas has a Series 6, Series 26, and Series 63 license and is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/27/2018 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
NJ
04/17/1997 - 08/09/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NA
01/19/1989 - 08/30/1995
PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.
BC
Issued 05/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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