Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Tedesco is a financial professional with over 28 years of experience in the financial services industry. Nicholas has been with HSBC Securities (USA) Inc. since 2013. Prior to joining HSBC Securities (USA) Inc., Nicholas worked at HSBC Brokerage (USA) Inc. Nicholas holds a number of licenses and registrations, including Series 7, 63, 65, 9, 10, 26, and SIE. Nicholas provides investment advice to a range of clients, including high net worth individuals, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/08/2021 - Present
Hsbc Securities (usa) Inc. (SCARSDALE NY)
NY
11/21/1996 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MA
09/07/1995 - 11/25/1996
JMC FINANCIAL CORPORATION (BOSTON MA)
MA
07/15/1994 - 09/05/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/15/1994 - 09/05/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 03/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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