Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Peter Sargen is a financial advisor who has been in the industry since 1986. Nicholas is currently registered as an investment advisor representative with Fort Washington Investment Advisors Inc., based in Cincinnati, Ohio. Nicholas has a long history of experience in the industry, having previously worked with W&S Brokerage Services, Inc., J.P. Morgan Securities Inc., and Salomon Brothers Inc. Nicholas holds the Series 7, 24, 63 and 65 securities licenses. Nicholas specializes in providing portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Nicholas also provides financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Sub-advisory
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
OH
07/14/2003 - Present
Fort Washington Investment Advisors Inc. (CINCINNATI OH)
OH
07/11/2003 - 02/28/2007
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
NY
05/01/2001 - 05/05/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/04/1996 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/26/1986 - 10/11/1991
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 05/31/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1995
Series 24 - General Securities Principal Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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