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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Randazzo is a financial advisor with over 11 years of experience in the financial services industry. Nicholas is currently registered with Morgan Stanley, a firm with over $1.4 trillion in assets under management. Nicholas has been registered with Morgan Stanley since June 2017. Prior to joining Morgan Stanley, Nicholas worked at UBS Financial Services Inc. from August 2011 to July 2017. Nicholas holds FINRA Series 3, 7 and 66 licenses. Nicholas is licensed in 18 states. Nicholas's specializations include portfolio management for individuals, businesses, and investment companies. Nicholas also provides financial planning, educational seminars, asset allocation advice, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/02/2020 - Present
Morgan Stanley (Paramus NJ)
NY
09/28/2011 - 07/14/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 10/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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