Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Karpiak is a financial professional registered with ADP Broker-Dealer, Inc. Nicholas is licensed to offer securities and investment advice in 51 states, Washington, D.C. and Puerto Rico. Nicholas's professional designations include Series 63, Series 6TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
02/23/2024 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 03/14/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/07/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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