Unclaimed
Nicholas Kalivas is a financial professional with over 30 years of experience in the industry. Nicholas is currently registered with Invesco Distributors, Inc. and holds Series 3, 7, 24, and 63 licenses. Nicholas is a Series 24 General Securities Principal licensed professional. Nicholas is located in DOWNERS GROVE, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/22/2014 - Present
Invesco Distributors, Inc. (DOWNERS GROVE IL)
NA
05/25/1988 - 02/18/1993
REFCO SECURITIES, INC.
BC
Issued 02/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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