Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Hauser is a financial advisor with over 30 years of experience in the industry. Nicholas is currently registered with LPL Financial LLC and holds licenses in several states. Nicholas has worked with a variety of clients including individuals, families, businesses, and charitable organizations. Nicholas has worked at Feltl & Company, The Oak Ridge Financial Services Group, Inc., Equity Securities Trading Co., Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Nicholas specializes in providing a range of financial services, including financial planning, portfolio management, and investment consulting. Nicholas is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/10/2024 - Present
LPL Financial LLC (EAGAN MN)
MN
05/05/2003 - 07/13/2018
FELTL & COMPANY (MINNETONKA MN)
MN
04/30/1997 - 05/06/2003
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (GOLDEN VALLEY MN)
NA
07/08/1996 - 04/30/1997
EQUITY SECURITIES TRADING CO., INC. (VANCOUVER )
MN
01/24/1996 - 07/05/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/24/1996 - 07/05/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
03/04/1988 - 10/04/1994
EQUITY SECURITIES TRADING CO., INC. (VANCOUVER )
IA
Issued 12/19/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Hauser is the right advisor for you? Invested Better is here to help.
