Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Peker is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Nicholas is also registered with Wells Fargo Clearing Services, LLC. Nicholas has been in the industry since July 2015 and has experience in providing investment consulting services to institutional clients, financial planning, pension consulting, and selection of other advisors. Nicholas is located in St. Louis, Missouri and has offices at One North Jefferson Avenue in St. Louis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/11/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
02/07/2018 - 06/18/2018
EDWARD JONES (ST LOUIS MO)
MO
07/16/2015 - 02/05/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BOTH
Issued 08/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2019
Series 4 - Registered Options Principal Examination
BC
Issued 03/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/07/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/23/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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