Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Pecoraro is a financial advisor with over 20 years of experience in the financial services industry. Nicholas joined LPL Financial LLC in October 2024. Prior to joining LPL Financial LLC, Nicholas has held positions at Morgan Stanley & Co., Incorporated, Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Ameriprise Financial Services, Inc., and Ameriprise Financial Services, LLC. Nicholas is registered with the state of South Carolina and holds the Series 66, Series 7, and SIE licenses. Nicholas is also a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/10/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
NY
06/01/2009 - 05/05/2015
MORGAN STANLEY (JERICHO NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
02/09/2007 - 04/02/2007
MORGAN STANLEY DW INC. (JERICHO NY)
NY
03/11/2002 - 02/16/2007
UBS FINANCIAL SERVICES INC. (MITCHEL FIELD NY)
BOTH
Issued 03/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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