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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Pavle is a financial advisor with UBS Financial Services Inc., a firm headquartered in Weehawken, New Jersey. Nicholas has been in the financial industry since 1980. He has a Series 63, 65, 3, and 7 licenses, and has passed the SIE exam. Nicholas has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Nicholas is registered to provide investment advice in multiple states. Nicholas has experience working with several firms over the years including Morgan Stanley, Lehman Brothers, and Salomon Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/06/2021 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
MI
04/02/2007 - 02/02/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM MI)
MI
07/07/2000 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM MI)
NY
07/31/1993 - 07/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/13/1981 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
11/25/1980 - 11/27/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
IA
Issued 04/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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