Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Spiratos is a financial advisor with LPL Financial LLC. He has been in the industry since May 2003 and has a strong background in providing financial advice. Nicholas has been registered with LPL Financial LLC since September 2013. Prior to that, he worked at Raymond James & Associates, Inc., Charles Schwab & Co., Inc., David A. Noyes & Company, and Vision Investment Services, Inc. Nicholas is licensed to provide financial advice in numerous states including California, Colorado, District of Columbia, Florida, Hawaii, Illinois, Iowa, Minnesota, Mississippi, Missouri, New York, North Carolina, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
09/23/2013 - Present
LPL Financial LLC (CHICAGO IL)
IL
11/01/2011 - 09/23/2013
RAYMOND JAMES & ASSOCIATES, INC. (WINNETKA IL)
IL
03/13/2006 - 04/25/2011
CHARLES SCHWAB & CO., INC. (WINNETKA IL)
IL
09/28/2005 - 02/24/2006
DAVID A. NOYES & COMPANY (CHICAGO IL)
IL
04/21/2003 - 08/01/2005
VISION INVESTMENT SERVICES, INC. (ROSEMONT IL)
FL
09/04/2002 - 04/23/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 10/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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